The Demise of Kinship in Europe

We’ve talked extensively about how the basic constituent of human society is the extended kinship group. In many parts of the world, this is still the default form of human social organization. If there is any “natural” form of human social organization discernible from evolutionary biology, this is it.

From it all the basic structures of traditional societies are derived: religion, politics, law, marriage, inheritance, etc. We’ve frequently mentioned Henry Sumner Maine’s book, Ancient Law. The entire book can be summed up in the following passages:

[A]rchaic law … is full, in all its provinces, of the clearest indications that society in primitive times was not what it is assumed to be at present, a collection of *individuals*. In fact, and in the view of the men who composed it, it was an *aggregation of families*. The contrast may be most forcibly expressed by saying that the *unit* of an ancient society was the Family, of a modern society the Individual.

We must be prepared to find in ancient law all the consequences of this difference. It is so framed as to be adjusted to a system of small independent corporations. It is therefore scanty, because it is supplemented by the despotic commands of the heads of households. It is ceremonious, because the transactions to which it pays regard resemble international concerns much more than the quick play of intercourse between individuals. Above all it has a peculiarity of which the full importance cannot be shown at present.

It takes a view of *life* wholly unlike any which appears in developed jurisprudence. Corporations *never die*, and accordingly primitive law considers the entities with which it deals, i. e. the patriarchal or family groups, as perpetual and inextinguishable. This view is closely allied to the peculiar aspect under which, in very ancient times, moral attributes present themselves.

The moral elevation and moral debasement of the individual appear to be confounded with, or postponed to, the merits and offences of the group to which the individual belongs. If the community sins, its guilt is much more than the sum of the offences committed by its members; the crime is a corporate act, and extends in its consequences to many more persons than have shared in its actual perpetration. If, on the other hand, the individual is conspicuously guilty, it is his children, his kinsfolk, his tribesmen, or his fellow-citizens, who suffer with him, and sometimes for him.

It thus happens that the ideas of moral responsibility and retribution often seem to be more clearly realised at very ancient than at more advanced periods, for, as the family group is immortal, and its liability to punishment indefinite, the primitive mind is not perplexed by the questions which become troublesome as soon as the individual is conceived as altogether separate from the group.

https://oll.libertyfund.org/titles/2001#Maine_1376_90 (italics in original, emphasis mine)

On the difference between laws based on lone individuals, and laws based on social groups, he writes:

…It will be observed, that the acts and motives which these theories [of jurisprudence] suppose are the acts and motives of Individuals. It is each Individual who for himself subscribes the Social Compact. It is some shifting sandbank in which the grains are Individual men, that according to the theory of Hobbes is hardened into the social rock by the wholesome discipline of force…

But Ancient Law, it must again be repeated, knows next to nothing of Individuals. It is concerned not with Individuals, but with Families, not with single human beings, but groups. Even when the law of the State has succeeded in permeating the small circles of kindred into which it had originally no means of penetrating, the view it takes of Individuals is curiously different from that taken by jurisprudence in its maturest stage. The life of each citizen is not regarded as limited by birth and death; it is but a continuation of the existence of his forefathers, and it will be prolonged in the existence of his descendants…

https://oll.libertyfund.org/titles/2001#Maine_1376_164

As we saw last time, these are called identity rules, as opposed to personal rules, which deal mainly with specific, unique, individuals; and general rules, which theoretically apply to everyone equally, regardless of one’s rank, kinship group, ethnic background, religious beliefs, wealth, or any other intrinsic characteristic.

Last time we saw that general rules came about because it became impossible for rulers to sort people by religion after the Catholic Church fragmented, despite numerous failed attempts by “all the king’s horses and all the king’s men” to put Humpty Dumpty back together again. Religious minorities began springing up all over Europe like mushrooms after a rain, challenging the old ways of ruling. Martin Luther only wanted to reform the universal Church; instead he broke it apart. Luther’s emphasis on a personal relationship with God through reading the Bible directly (something that was only possible in Early Modernity), meant that the intermediaries between man and God—the Church and priesthood—saw their power and influence diminish. This, in turn, empowered ambitious Early Modern rulers.

General rules supplanted the ancient laws described by Maine above, leading to a more fragmented and individualistic society. This, in turn, allowed for the commodification of land and labor which is necessary for capitalism. For example, the selling off of the monasteries seems to have kickstarted off the first large real estate markets in England. As Maine argued, status became replaced by contract; Gemeinschaft became supplanted by Gesellschaft.

But, in reality, individualism in Europe was under way long before that.

Wither Tribes?

Europe has long shown a curious lack of extended kinship groups, that is, tribes. If you’ve read Roman history, you know that the Western Empire came under pressure by large migrations of tribal peoples that we subsume under the label “Germanic”, due to their languages, along with some other exotic breeds like the Asiatic Huns (the ancestors of modern-day Hungarians). Their tribal structure, from what little we can determine, seems to have been quite similar to tribal peoples the world over, including in North America, Africa, and Asia.

Location of the Germanic tribes on the border of the Roman Empire before the Marcomannic Wars ca. 50AD by Karl Udo Gerth (2009)
Location of the Germanic tribes on the border of the Roman Empire before the Marcomannic Wars ca. 50AD by Karl Udo Gerth (2009) [Source]
I’m sure you can recall the names of some of them: the Lombards, the Alemanni, the Burgundians, the Lombards, the Visigoths, the Ostrogoths, the Frisians, the Angles and Saxons, the Beans and Franks, and many, many more. The Goths managed to devastate the Roman Empire despite their mopey attitudes and all black clothing, while the Vandals left spraypaint up and down the Iberian peninsula and down into North Africa.

As I said last time, ancient societies were collectivist by default. But this all changed, particularly in Western Europe. But why Europe? Why was Europe the apparent birthplace of this radically new way of life?

That’s the subject of the paper I’m discussing today, which has received a fairly large  amount of press attention. The paper itself is 178 pages—basically a small book (although much of that is data). The idea is that these extended kinship groups were broken up by the Roman Catholic Church via it’s strict prohibition against marriages between close kin, especially between cousins.

[A] new study traces the origins of contemporary individualism to the powerful influence of the Catholic Church in Europe more than 1,000 years ago, during the Middle Ages.

According to the researchers, strict church policies on marriage and family structure completely upended existing social norms and led to what they call “global psychological variation,” major changes in behavior and thinking that transformed the very nature of the European populations.

The study, published this week in Science, combines anthropology, psychology and history to track the evolution of the West, as we know it, from its roots in “kin-based” societies. The antecedents consisted of clans, derived from networks of tightly interconnected ties, that cultivated conformity, obedience and in-group loyalty—while displaying less trust and fairness with strangers and discouraging independence and analytic thinking.

The engine of that evolution, the authors propose, was the church’s obsession with incest and its determination to wipe out the marriages between cousins that those societies were built on. The result, the paper says, was the rise of “small, nuclear households, weak family ties, and residential mobility,” along with less conformity, more individuality, and, ultimately, a set of values and a psychological outlook that characterize the Western world. The impact of this change was clear: the longer a society’s exposure to the church, the greater the effect.

Around A.D. 500, explains Joseph Henrich, chair of Harvard University’s department of human evolutionary biology and senior author of the study, “the Western church, unlike other brands of Christianity and other religions, begins to implement this marriage and family program, which systematically breaks down these clans and kindreds of Europe into monogamous nuclear families. And we make the case that this then results in these psychological differences.”

Western Individualism Arose form the Incest Taboo (Scientific American)

The medieval Catholic Church may have helped spark Western individualism (Science News)

Although reported as if it were some sort of new discovery, this concept is hardly new. In fact, this hypothesis has been around for quite a long time—since at least the 1980’s. Francis Fukuyma’s book, “The Origins of Political Order,” even has a chapter entitled, “Christianity Undermines the Family,” where he expounds this hypothesis in detail. As another example, the most popular post on the notorious hbd chick’s blog is entitled, whatever happened to european tribes? (hbd chick does not use capital letters), and dates from 2011. She quotes a paper from Avner Grief (whom we met last time): “Family structure, institutions, and growth – the origin and implications of Western corporatism”.

“The medieval church instituted marriage laws and practices that undermined large kinship groups. From as early as the fourth century, it discouraged practices that enlarged the family, such as adoption, polygamy, concubinage, divorce, and remarriage. It severely prohibited marriages among individuals of the same blood (consanguineous marriages), which had constituted a means to create and maintain kinship groups throughout history. The church also curtailed parents’ abilities to retain kinship ties through arranged marriages by prohibiting unions in which the bride didn’t explicitly agree to the union.

“European family structures did not evolve monotonically toward the nuclear family nor was their evolution geographically and socially uniform. However, by the late medieval period the nuclear family was dominate. Even among the Germanic tribes, by the eighth century the term family denoted one’s immediate family, and shortly afterwards tribes were no longer institutionally relevant. Thirteenth-century English court rolls reflect that even cousins were as likely to be in the presence of non-kin as with each other.

Hbd chick speculates as to why this might be the case (again, no caps for her):

the leaders of the church probably instituted these reproductive reforms for their own gain — get rid of extended families and you reduce the number of family members likely to demand a share of someone’s legacy. in other words, the church might get the loot before some distant kin that the dead guy never met does. (same with not allowing widows to remarry. if a widow remarries, her new husband would inherit whatever wealth she had. h*ck, she might even have some kids with her new husband! but, leave her a widow and, if she has no children, it’s more likely she’ll leave more of her wealth to the church.)

but, inadvertently, they also seem to have laid the groundwork for the civilized western world. by banning cousin marriage, tribes disappeared. extended familial ties disappeared. all of the genetic bonds in european society were loosened. society became more “corporate” (which is greif’s main point).

whatever happened to european tribes (hbd chick)

Cousin Marriage? Ewww!

Now, for us Westerners, the idea of marrying your cousin is kind of gross (which might be an additional confirmation of the thesis). If you’re in the United States, jokes about marrying your cousin and inbreeding are common to use against people living in Appalachia. The movie Deliverance cemented this in the popular consciousness.

But if you know anything about anthropology, you know that cousin marriage isn’t all that uncommon around the world; in fact in some societies it’s considered the most desirable match! Societies use kinship terms to distinguish between parallel and cross-cousins. In most societies, cross-cousin marriage is okay (maybe even preferred), but parallel cousin marriage is a no-no. That’s why the term for “sibling” in many languages often encompasses parallel cousins. That is, marrying your parallel cousin is the same as marrying your brother or sister, i.e. it’s incest. What the Church did, then, was greatly expand the definition of incest:

In many societies, differentiated cousin-terms are presriptive of the people one can/should or is forbidden to marry. For example, in the Iroquois kinship terminology, parallel cousins (e.g. father’s brother’s daughter) are likewise called brother and sister–an indication of an incest taboo against parallel cousin-marriage. Cross-cousins (e.g. father’s sister’s daughter) are termed differently and are often preferred marriage partners. [1]

And, of course, the choice of marriage partners in a hyper-localized world with basically nothing in terms of mass communication and very little in the way of long-distance transportation would have been much more restricted than we are used to. The simple invention of the bicycle in the 1800s caused marriage partners to become more differentiated:

The likelihood of finding a suitable marriage partner depends not only on the degree to which one becomes acquainted with the possible marriage partners in a region but also on the changing boundaries of what constitutes a region. A great many studies, on all parts of the globe, have demonstrated that most people tend to marry someone living close by. On foot in accessible terrain – that is, no mud, rivers, mountains, and gorges – one can perhaps walk 20 kilometers [12.4 miles] to another village and walk the same distance back on the same day.

This distance comes close to the limit of trust that separated the known universe from the “unsafe” world beyond. If marriage “horizons” expanded, young suitors would be able to meet more potential marriage partners. The increase in the means and speed of transportation brought about by new and improved roads and canals, and by new means of transport such as the train, the bicycle, the tram, and the motorcar brought a wider range of potential spouses within reach. These new means of transport increased the distance one could travel during the same day, and thus expanded the geographical marriage horizon. [2]

Arranged marriages between kin are designed to keep land and wealth in the same extended kinship lines, rather than breaking them up or turning them over to other families. In societies where lineages are ranked, losing such land and property means a downgrade in social status. That’s why you get extreme versions like sibling marriage in ancient Egypt (with the associated birth defects). Even in fairly modern times, European royalty had a very small pool of suitable marriage partners to choose from (Prince Philip is, in fact, a distant cousin of Queen Elizabeth—no jokes about Prince Charles, please).

Impact of Europe’s Royal Inbreeding: Part II

Although in the modern, developed world, cousin marriage is fairly rare, it’s somewhat more common in societies which are often labelled “traditional”. It does occur among some communities even in the West, however: Did my children die because I married my cousin? (BBC). And I’ve always found a great irony in the fact that Darwin himself married his first cousin.

So, for anthropologists, the prohibition against cousin marriage is a big deal.

WEMP and HL

Anthropologists and historians also discern a different and distinct marriage pattern in medieval Western Europe from much of the rest of the contemporary world; distinct enough to merit the uninspired name of the Western European Marriage Pattern (WEMP). It’s distinctive features are:

– Strict monogamy, i.e. no polygyny. We think of this as normal, but in terms of sheer numbers, most cultures have been polygynous (one man being able to marry multiple wives). Monogamy was the norm for Indo-European cultures even before Christianity (e.g ancient Greece, Rome, India).

– Relatively late age of first marriage. Many cultures married off women at puberty or shortly thereafter – anywhere from 13 to 16 years old. This was seen as necessary in an era of high infant and maternal mortality. But in Europe, both men and women married much later—often in their late twenties, or even older for men. Also, the difference in ages between men and women was slight—typically only a few years. Yet in many parts of the world even today, very young women will be married off to prestigious men who are old enough to be their grandfather! Some people, of course, still lament this change, specifically Judge Roy Moore and everyone involved with Jeffrey Epstein.

– Divorce was difficult to obtain. Marriage was seen as a lifetime commitment, and divorce was accordingly hard to get – just ask Henry the Eighth. Of course, given higher mortality rates – especially in childbirth – in practice this meant “till death do us part” was less of a commitment back then. Today we practice serial monogamy – one partner at a time, but less of a lifetime commitment.

– Many people not marrying at all. See: medieval singlewomen.

– Marriage was voluntary on the part of the woman. No forced marriages here (unless it was to secure some kind of political alliance).

– Fewer children. Rather than just pump out a litter, European couples had fewer children, yet the population still grew overall. No one is quite sure why, but the relatively high status of women may have had something to do with it. Of course, it’s harder to have a large number of children with just one wife, although some people like J.S. Bach managed to do it. As Wikipedia summarizes, “women married as adults rather than as dependents, often worked before marriage and brought some skills into the marriage, were less likely to be exhausted by constant pregnancy, and were about the same age as their husbands.”

– Neolocal households and “nuclear” families. Leaving your parents’ household and establishing your own separate household is, again, fairly standard for us Westerners, but in many places it is atypical. Married couples often live with their extended families in much of the rest of the world: Africa, Asia, Oceania, etc. Even in eastern Europe it was fairly common for couples to live in an extended family household under the control of a patriarch (leading to all sorts of drama). Speaking of Eastern Europe:

The reason it’s called the *Western* European Marriage Pattern is because there is an imaginary line dividing it from the rest of the continent. The divergence in marriage patterns and inheritance practices was discovered by a demographer called John Hajnal, and hence it is called the Hajnal Line (HL). It runs roughly from Trier to St. Petersburg. Some areas of Western Europe, such as Ireland and parts of southern Europe, are also “outside” the Hajnal line as well.

To the west of the Hajnal line, about half of all women aged 15 to 50 years of age were married at any given time while the other half were widows or spinsters; to the east of the line, about seventy percent of women in that age bracket were married at any given time while the other thirty percent were widows or nuns.

The marriage records of Western and Eastern Europe in the early 20th century illustrate this pattern vividly; west of the Hajnal line, only 25% of women aged 20–24 were married while to the east of the line, over 75% of women in this age group were married and less than five percent of women remained unmarried. Outside of Europe, women could be married even earlier and even fewer would remain celibate; in Korea, practically every woman 50 years of age had been married and spinsters were extremely rare, compared to 10–25% of women in western Europe age 50 who had never married.

Western European Marriage Pattern (Wikipedia)

Exposure to the Church

The idea is that the difference was brought about by the actions of the Catholic Church. More exposure to the Church meant weaker families and less kinship ties; less exposure meant that the “default” extended family system was maintained.

Furthermore, there are some ideas that follow from that:

– Western Europeans have weaker family ties.

– Western Europeans have a greater sense of individualism and independent thinking, and a correspondingly higher tolerance for deviants and misfits than other cultures.

– Both of these traits were crucial for the development of capitalism.

The idea is that, since extended kinship groups and tribes disappeared, inclusive institutions were formed in Europe by necessity rather than elsewhere. These inclusive institutions, as we saw last time, were critical for the development of general rules and Liberalism. Those developments, in turn, allowed for disruptive institutions of capitalism, as described by Marx, to rework social relations: “all that is solid melts into air.” Those developments led Western Europe to subsequently dominate the modern world. For example, this paper from 2017 by one of the new paper’s co-authors advances the hypothesis that institutional developments gave Western Europe the edge:

Why did Europe pull ahead of the rest of the world? In the year 1000 AD many regions like China or the Middle Easter [sic] were more advanced than Europe. This paper contributes to this debate by testing the hypothesis that the Churches’ [sic] medival [sic] marriage regulations constituted an important precondition for Europe’s exceptional economic development by fostering inclusive institutions. In the medieval period, Churches instituted marriage regulations (most prominently banning kin-marriages) that destroyed extended kin-networks. This allowed the formation of a civic society and inclusive institutions. Consistent with the idea that those marriage regulations were an important precondition for Europe’s institutional development, I present evidence that Western Church exposure already fostered the formation of city level inclusive institutions before 1500 AD

An important building block of the argument is that extended kin networks are detrimental to the formation of a civic society and inclusive institutions. The European kin-structure is unique in the world with the nuclear family dominating and kin marriages are almost absent. In parts of the world, first and second cousin-marriages account for more than 50 percent of all marriages. Kin-marriages lead to social closure and create much tighter family networks compared to less fractionalized societies where the nuclear family dominates for biological, sociological, and economic reasons: kin-selection predicts that the implied higher genetic relatedness increases altruistic behavior towards kin, kin-marriages decrease interaction with and therefore trust in outsiders, and they change economic incentives: supporting one’s nieces and nephews simultaneously benefits the prospective spouses of one’s own children. More importantly, though, in the absence of a supra-level inclusive institutions [sic], the family provides protection and insurance creating a stable equilibrium where individual deviation from loyalty demands is costly. Excessive reliance on the family, nepotism, and other contingencies of strong extended kin-groups in turn impede social cohesion and the formation of states with inclusive institutions.

In line with Acemoglu, Johnson, Robinson and Yared’s notion of critical junctures this paper provides evidence that the Churches’ marriage regulations changed Europe’s social structure by pushing it away from a kin-based society, and paved the way for Europe’s special developmental path. The Churches’ marriage regulations – most prominently the banning of consanguineous marriages (“marriages of the same blood”) – were starting to be imposed in the early medieval ages. Backed by secular rulers, this ban was accompanied by severe punishment of transgressions and was very comprehensive – the Western Church at times prohibited marriages up to the seventh degree of relatedness (that is, marriage between two people sharing one of their 128 great-great-great-great-great-grandparents). Clearly it was impossible to trace and enforce the ban to this degree, yet it demonstrates its severity. The eastern Church also banned cousin-marriage but never to the same extent (providing variation within Christian countries). [3]

I remember reading an anecdote from Jared Diamond a while ago, and I can’t remember whether it was in an interview or in one of his books (I wish I could find it). He was describing how someone in the village in Papua New Guinea where he was staying wanted to open an ice-cream shop to bring to glory of ice cream to the rest of the village. But this fellow ran into a small problem. In small villages in tribal New Guinea, everyone is basically related to everyone else in some way, however remote. When the budding entrepreneur tried to charge his cousins for an ice cream cone, they reacted with indignity. Charging your relatives for something was considered a severe faux pas! The village was still primarily a reciprocal gift economy. They simply could not get their heads around their concept that they had to pay for stuff. In the end, he could either make a profit or alienate everyone else in the village whom he depended upon. The ice cream shop folded.

Why did the church do this? The authors speculate that it may have been less about scripture, and more self-serving:

…the church’s focus on marriage proscriptions rose to the level of obsession. “They came to the view that marrying and having sex with these relatives, even if they were cousins, was something like sibling incest in that it made God angry,” he says. “And things like plagues were explained as a consequence of God’s dissent.”

The taboo against cousin marriage might have helped the church grow, adds Jonathan Schulz, an assistant professor of economics at George Mason University and first author of the paper. “For example,” he says, “it is easier to convert people once you get rid of ancestral gods. And the way to get rid of ancestral gods is to get rid of their foundation: family organization along lineages and the tracing of ancestral descent.”

Western Individualism Arose form the Incest Taboo (Scientific American)

While the Hajnal line was discovered back in 1965, it was unknown why marriage was so different west of the line than east of it until a 1983 book by Jack Goody called “The Development of the Family and Marriage in Europe.” Goody was an anthropologist who specialized in marriage customs and inheritance patterns around the world—things like dowries, bridewealth, primogeniture, partiable inheritance, etc. From his study of Medieval Europe, following Hajnal’s discoveries, he was the first to put forward the idea that the Catholic Church’s prohibitions were the critical factor in the demise of the tribal structures and the subsequent rise of Western individualism. This is from Fukuyama’s Origins of Political Order:

Goody notes that the distinctive Western European marriage pattern began to branch off from the dominant Mediterranean pattern by the end of the Roman Empire, The Mediterranean pattern, which included the Roman gens, was strongly agnatic or patrilineal, leading to the segmentary organization of society. The agantic group tended to be endogamous, with some preference for cross-cousin marriage. There was a strict separation of the sexes and little opportunity for the women to own property or participate in the public sphere. The Western European pattern was different in all these respects: inheritance was bilateral; cross-cousin marriage was banned and exogamy promoted; and women had greater rights to property and participation in public events.

The shift was driven by the Catholic church, which took a strong stand against four practices: marriages between close kin, marriages to the widows of dead relatives (the so-called levirate), the adoption of children, and divorce. The Venerable Bede, reporting on the efforts of Pope Gregory I to convert the pagan Anglo-Saxons to Christianity in the sixth century, notes how Gregory explicitly condemned the tribe’s practices of marriage to close relatives and the levirate. Later church edicts forbade concubinage, and promoted an indissoluble, monogamous lifetime marriage bond between men and women.

…The reason that the church took this stand, in Goody’s view, had much more to do with the material interests of the church than with theology. Cross-cousin marriage (or any other form of marriage between close relatives), the levirate, concubinage, adoption, and divorce are a what he labels “strategies of kinship” whereby kinship groups are able to keep property under the group’s control as it is passed down from one generation to another….the church systematically cut off all available avenues had for passing down property to descendants. At the same time, it strongly promoted voluntary donations of land and property to itself. The church stood to benefit materially from an increasing pool of property-owning Christians who died without heirs.

The relatively high status of women in Western Europe was an accidental by-product of the church’s self-interest. The church made it difficult for a widow to remarry within the family group an thereby reconvey her property back to the tribe, so she had to own the property herself. A woman’s right to own property and dispose of it as she wished stood to benefit the church, since it provided a large source of donations from childless widows and spinsters. And the woman’s right to own property spelled the death knell of agantic lineages, by undermining the principle of unilateral descent.

The Catholic church did very well financially in the centuries following these changes in the rules…By the end of the seventh century, one-third of the productive land in France was in ecclesiastical hands, between the eighth and ninth centuries, church holdings in northern France, the German lands, and Italy doubled….The church thus found itself a large property owner, running large manors and overseeing the economic production of serfs throughout Europe. This helped the church in its mission of feeding the hungry and caring for the sick, and it also made possible a vast expansion of the priesthood, monasteries, and convents. But it also necessitated the evolution of an internal managerial hierarchy and set of rules within the church itself that made it an independent political player in medieval politics. [4]

Despite all this, it remained just a speculative hypothesis, and remained unproven. What Henrich et. al’s paper does is amalgamate a large amount of interdisciplinary data to try and back up the hypothesis. Their idea is that such prohibitions wold have altered the cultural behavior of those societies relative to the ones around them, and that cultural behavior can be detected through things like church records, the use of intermediary financial instruments, the frequency of blood donations, and even unpaid parking fines. By establishing a correlation between Church exposure and these sorts of socio-cultural behaviors, they argue, we can see the roots of the cultural differences between the rest of the world, and what they term WEIRD cultures: Western, Educated, Industrial, Rich, and Democratic.

In the course of their research, Henrich and his colleagues created a database and calculated “the duration of exposure” to the Western church for every country in the world, as well as 440 “subnational European regions.” They then tested their predictions about the influence of the church at three levels: globally, at the national scale; regionally, within European countries; and among the adult children of immigrants in Europe from countries with varying degrees of exposure to the church.

In their comparison of kin-based and church-influenced populations, Henrich and his colleagues identified significant differences in everything from the frequency of blood donations to the use of checks (instead of cash) and the results of classic psychology tests—such as the passenger’s dilemma scenario, which elicits attitudes about telling a lie to help a friend. They even looked at the number of unpaid parking tickets accumulated by delegates to the United Nations…In their analysis of those tickets, the researchers found that over the course of one year, diplomats from countries with higher levels of “kinship intensity”—the prevalence of clans and very tight families in a society—had many more unpaid parking tickets than those from countries without such history.

The West itself is not uniform in kinship intensity. Working with cousin-marriage data from 92 provinces in Italy (derived from church records of requests for dispensations to allow the marriages), the researchers write, they found that “Italians from provinces with higher rates of cousin marriage take more loans from family and friends (instead of from banks), use fewer checks (preferring cash), and keep more of their wealth in cash instead of in banks, stocks, or other financial assets.” They were also observed to make fewer voluntary, unpaid blood donations.

Western Individualism Arose form the Incest Taboo (Scientific American)

This builds on Henrich’s previous finding that such WEIRD cultures score differently on certain psychological tests than people in cultures in the rest of the world. That paper was a widely-cited bombshell. For years, psychology studies confined themselves to Western Europeans, particularly undergraduate college students where the studies were carried out. It was simply assumed that people thought pretty much the same way everywhere, and therefore Western college students could safely be used as a stand in for humans more generally.

Henrich, an anthropologist, took those studies and gave them to people from diverse tribal peoples around the world, which, remarkably, hadn’t been done before. The results he got indicated that using Westerners—particularly rich, well-educated ones—as stand-ins for the entire human race in psychological tests was fundamentally flawed. We are, in fact, outliers when it comes to human behavior. This has profound implications for economics and sociology.

The weirdest people in the world? (PDF)

If Westerners really are different, then why is that? This paper attempts to answer the question.

Kinship vs. Capitalism

Both Max Weber and Karl Marx realized that the destruction of large corporate kinship groups and the separation between the household and the market economy were the prerequisites for later capitalist production. Both traced this change to sometime between the sixteenth and the nineteenth centuries. Weber focused on the culture of Protestantism as the cause, while Marx focused on the changing methods of economic production during the time period, such as Enclosure movement and subsequent explosion of rootless wage laborers. Weber’s ideas were later expanded by sociologist Talcott Parsons. Karl Polanyi also traced the change to Market Society from householding economies and cottage industries to this time frame.

However, a very influential book called “The Origins of English Individualism,” by Alan Macfarlane argued that England was basically an individualistic culture by 1250—long before its continental neighbors.

By shifting the origins of capitalism well before the Black Death, we alter the nature of a number of other problems. One of these is the origin of modern individualism.Those who have written on the subject have always accepted the Marx-Weber chronology. For example, David Riesman assume that modern individualism emerged out of an older collectivist, “traditional-directed” society, in the fifteenth and sixteenth centuries. Its growth was directly related to the Reformation, Renaissance and the break-up of the old feudal world. The “inner-directed” stage of intense individualism occurred in the period between the sixteenth and nineteenth centuries. Though a recent general survey of historical and philosophical writing on individualism concedes that some of the roots lie deep in classical and biblical times and also in medieval mysticism, still, in general, it stresses the Renaissance, Reformation and the Enlightenment as the period of great transition. Many of the strands of political religious, ethical, economic and other types of individualism are traced back to Hobbes, Luther, Calvin and other post-1500 writers.

Yet, if the present thesis is correct, individualism in economic and social life is much older than this in England. In fact within the recorded period covered by our documents, it is not possible to find a time when an Englishman did not stand alone. Symbolized and shaped by his ego-centered kinship system, he stood in the center of the world. This means that it is no longer possible to “explain” the origins of English individualism in terms of either Protestantism, population change, the development of a market economy at the end of the middle ages, or other factors suggested by the writers cited. Individualism, however defined, predates sixteenth-century changes and can be said to shape them all. The explanation must lie elsewhere, but will remain obscure until we trace the origins back even further than attempted in this work. [5]

Macfarlane claims that already by the thirteenth century, the evidence indicates that England was no longer what he terms a “peasant society,” or what we’ve been referring to as a “traditional society.” Even way back then, he says, England had many characteristics in common with later capitalist societies than with more traditional ones: freeholding of land, wage labor, free choice of marriage partners, individual inheritance, alienable property, geographical and social mobility, and so forth. From a review of the book:

The bulk of this short book is taken up by attempting to demonstrate that the characteristics of peasant society did not apply to England from the thirteenth century onward…In peasant societies land is not individualized but is held by the entire family through time and is seldom sold, since it is greatly revered; in England from the twelfth century onward, land was held by individuals (both men and women) and was often sold to nonfamily members, especially since geographical mobility of families was high and since children were sometimes disinherited.

In peasant societies the unit of ownership (the joint family) is also the unit of production and consumption; in England at the time the nuclear family (rather than the stem or joint family) was predominant, and the children often worked as servants for other families, rather than for their own families.

In peasant society, the families are economically almost self-sufficient, production for the market is small, and cash is scarce; in England at that time, the economy was highly monetized, agricultural production for the market was important, and the existence of elaborate books of accounts of farms attest to their “rational” attitudes toward money making (there was even money-lending for interest in rural areas).

In peasant societies there is a certain income and social equality between families that work on the land and a large gap in income and social status stands between them and other social groups, so that little mobility occurs between classes; in England at that time, considerable differentiation of wealth among the rural workers could be found and, in addition, some mobility between classes occurred.

Finally, in peasant societies women have a low age of marriage, their marriage partners are selected for them, and few remain unmarried; in England at that time, women apparently had a moderate age of marriage, selected their own partners, and, in many cases, did not marry at all. [6]

What this means is that the sociologists and economic historians who use England as the exemplar of a transition from a feudal, peasant society to a capitalist one are looking in the wrong time period! the transition took place long before the time they were examining, as Macfarlane explains:

…if we are correct in arguing that the English now have roughly the same family system as they had in about 1250, the arguments concerning kinship and marriage as a reflection of economic change become weaker. To have survived the Black Death, the Reformation, the Civil War, the move to the factories and the cities, the system must have been fairly durable and flexible. Indeed, it could be argued that it was its extreme individualism, the simplest form of molecular structure, which enabled it to survive and allowed society to change. Furthermore, if the family system pre-existed, rather than followed on industrialization, the causal link may have to be reversed, with industrialization as a consequence, rather than a cause, of the basic nature of the family. [7]

Macfarlane’s book did not answer the question as to why the English were so different from the rest of the continent (for additional criticism, see this [PDF]). However, beginning with Goody’s book, attention became focused on the efforts of the Catholic Church to break up kin groups in Anglo-Saxon England. This may have been where the practice began, as Henrich noted in a 2016 interview with Tyler Cowen:

When the church first began to spread its marriage-and-family program where it would dissolve all these complex kinship groups, it altered marriage. So it ended polygyny, it ended cousin marriage, which stopped the kind of . . . forced people to marry further away, which would build contacts between larger groups. That actually starts in 600 in Kent, Anglo-Saxon Kent.

Missionaries then spread out into Holland and northern France and places like that. At least in terms of timing, the marriage-and-family program gets its start in southern England.

Joseph Henrich on Cultural Evolution, WEIRD Societies, and Life Among Two Strange Tribes (Conversation with Tyler)

This might explain why Anglo-Saxon culture is so manifestly different than other cultures, with its emphasis on individualism, hustling, shallow social ties, and “making your own way.” This was further cemented by the fact that England was conquered by a foreign people in 1066—the Normans—who inserted themselves as a new ruling strata above the local lords in the prevailing feudal system. As one of my readers pointed out, the Normans had contempt for those beneath them, so much so that they didn’t even bother to learn the local language of those they ruled over. The “Norman yoke” might be another ingredient in the origins of English attitudes toward individualism. As Brad DeLong put it, “The society of England becomes more unequal because William the Bastard from Normandy and his thugs with spears—300 families, plus their retainers—kill King Harold Godwinson, and declare that everyone in England owes him and his retainers 1/3 of their crop.” And besides, with such a hodgepodge of peoples—Normans entering an already multicultural society of Angles, Saxons, Jutes, Danes, various Celts, and so forth—it’s hard to see how a tribal society could have persisted without strict prohibitions against intermarriage in any event on one small island given the circumstances (for example, Japan has a similar lack of tribes, except for minorities like the Ainu people).

The feudal system, with its emphasis on contractual obligations, was itself a substitute for the tribal solidarity that by that time had already been eroded. Henry Maine argued that feudalism was an amalgamation of earlier tribal customs with imported Roman legal systems of voluntary contract:

Feudalism…was a compound of archaic barbarian usage with Roman law…A Fief was an organically complete brotherhood of associates whose proprietary and personal rights were inextricably blended together. It had much in common with an Indian Village Community and much in common with a Highland clan. But…the earliest feudal communities were neither bound together by mere sentiment nor recruited by a fiction. The tie which united them was Contract, and they obtained new associates by contracting with them...The lord had many of the characteristics of a patriarchal chieftain, but his prerogative was limited by a variety of settled customs traceable to the express conditions which had been agreed upon when the infeudation took place.

Hence flow the chief differences which forbid us to class the feudal societies with true archaic communities. They were much more durable and much more various…more durable, because express rules are less destructible than instinctive habits, and more various, because the contracts on which they were founded were adjusted to the minutest circumstances and wishes of the persons who surrendered or granted away their lands.

The medieval historian Mark Bloch also noted that feudalism was a substitute for earlier social ties which had been abandoned:

Yet to the individual, threatened by the numerous dangers bred by an atmosphere of violence, the kinship group did not seem to offer adequate protections, even in the first feudal age. In the form in which it then existed, it was too vague and variable in its outlines, too deeply undermined by the duality of descent by male and female lines. That is why men were obliged to seek or accept other ties. On this point history is decisive, for the only regions in which powerful agnatic groups survived–German lands on the shores of the North Sea, Celtic districts of the British Isles–knew nothing of vassalage, the fief and the manor. The tie of kinship was one of the essential elements of feudal society; its relative weakness explains why there was feudalism at all. [8]

I should note that medieval guilds were also a response to this need for security; some historians of guilds trace their ancestry back to frith gilds, which were brotherhoods explicitly established for protection and defense.

And so, a society governed by explicit contracts and legal institutions centered around individuals became the norm in Western Europe far before the rest of the world. In the patchwork quilt of post-Roman Europe, some areas escaped infeudation altogether and retained elements of older, more traditional social orders. It was these remote communities that were studied in the late nineteenth century in order to uncover the lost world of Europe’s past tribal organization (for example, in Laveleye’s Primitive Property [9]). In other parts of Europe, feudal contracts took a myriad of alternative forms as Maine noted above—so much so that medieval historians today dislike even using the term feudalism to describe the political arrangements of this time period, because the contracts themselves were so varied. They often note that what we call feudalism was hardly one monolithic system. But it does seem as though the specific arrangements of feudalism from country to country determined the subsequent and divergent paths that various Western European countries would take. In a paper entitled,  “English Feudalism and the Origins of Capitalism,” political scientist George Comninel argues that the specifics of English feudalism allowed capitalism to develop there, rather than in neighboring France:

The specific historical basis for the development of capitalism in England- and not in France – is ultimately to be traced to the unique structure of English manorial lordship. It is the absence from English lordship of the seigneurie banale – the political form of parcellised sovereignty which was central to the development of Continental feudalism – that can be seen to account for the peculiarly ‘economic’ turn taken in the development of English class relations of surplus extraction. The juridical and economic social relations necessary for capitalism were forged in the crucible of a peculiarly English form of feudal class society.

In France, by contrast, the distinctly political tenor of social development – visible in the rise of the absolutist state, in the intensely political character of the social conflict of the Revolution, and as late as the massively bureaucratic Bonapartist state of the Second Empire – can be traced just as specifically to the centrality of seigneurie banale in the fundamental relations of feudalism.

The effects flowing from this initial basic difference in feudal relations include: the unique differentiation of freehold and customary tenures among English peasants, in contrast to the survival of allodial land alongside censive tenures of France; the unique development of English common law, rooted in the land, in contrast to the Continental revival of Roman law, based on trade; the unique commoner status of English manorial lords, in contrast to the Continental nobility; and, most dramatically, in the unique enclosure movement by which England ceased to be a peasant society – ceased even to have peasants – before the advent of industrial capitalism, in stark contrast with other European societies. [10]

Final Notes

I’ve banged on for too long already, so I’m just going to close with a few notes.

Unfortunately, many of the ideas I’ve written about above have been largely discussed in the context of white supremacy and racialism, and this research will give succor to those who believe that the “white race” is unique and therefore superior to all other people on earth.

I don’t think that’s the intent of the paper at all, although I am a little disturbed by the associations with George Mason University—the epicenter of the Koch Brothers’ takeover of a wide swath of economics. However, I’ll give them the benefit of the doubt for now.

While the racialist and HBD moments online are determined to reduce everything to genes (in a perverse inverse of blank slatism), it seems to me that these are cultural developments more than anything else, and are worth studying.

The desire to have such cultural differences rooted in biology is mainly an attempt by the Reactionary Right to justify the course of history and reify the status quo. For example: why is Africa poor? It’s not because they have been—and continue to be—exploited by Western colonial powers, it’s because they are stupid. The flip side to that is, or course, that Europeans are naturally smarter and more pro-social, and this is baked into the genes, meaning that reform is unnecessary and impossible—it’s just “the way things are.” The Just World philosophy on the level of nations. It also rationalizes why immigration—no matter how limited—is bad, without admitting to pure racism. Rather, it’s “just science,” claim the HBD crowd, that Europeans are different and superior at the genetic level, and therefore must remain “pure and undiluted” in order to maintain Western civilization.

Suddenly, Conservatives Can’t Get Enough of Science (Arc magazine)

But I doubt that there is any genetic basis here. Yes, institutional and cultural beliefs are very persistent, and these are indeed barriers to “Westernizing” the rest of the world. But to put all of this down to genes without evidence—where is the gene for “clannishness?”—is just not scientific, it’s political: exactly what they accuse the “radical Left” of engaging in.

Finally, I’ll just note that the places where kinship groups were broken up the earliest seem to have the highest rates of depression, suicide, and mental illness to this day, while those parts of the world that retained embedded human relationships—although significantly poorer—seem to be far happier and more content with life. It forces one to contemplate what the ultimate purpose of “progress” really is.

[1] Jonathan F. Schultz, Why Europe? The Church, Kin-Networks and Institutional Development (PDF), p. 5

[2] van Leeuwen, et. al., Marriage Choices and Class Boundaries: Social Endogamy in History, p. 9

[3] Jonathan F. Schultz, Why Europe? The Church, Kin-Networks and Institutional Development (PDF), pp. 2-3

[4] Francis Fukuyama, The Origins of Political Order, pp. 236-239

[5] Alan Macfarlane, The Origins of English Individualism: Some Surprises, p. 269

[6] Review Of “The Origins Of English Individualism: The Family, Review Of “The Origins Of English Individualism: The Family, Property And Social Transition” By A. Macfarlane Property And Social Transition” By A. Macfarlane (PDF)

[7] Alan Macfarlane, The Origins of English Individualism: Some Surprises, pp. 270-271

[8] Quoted in Fukuyama, p. 236

[9] For example, Primitive Property, Chapter XV, p. 212:

Emile Souvestre, in his work on Finisterre, mentions the existence of agrarian communities in Brittany. He says it is not uncommon to find farms there, cultivated by several families associated together. He states that they live peacefully and prosperously, though there is no written agreement to define the shares and rights of associates. According to the account of the Abbé Delalandre, in the small islands of Hœdic and Houat, situated not far from Belle Isle, the inhabitants live in community. The soil is not divided into separate properties. All labour for the general interest, and live on the fruits of their collective industry. The curé is the head of the community; but in the case of important resolutions, he is assisted by a council composed of the twelve most respected of the older inhabitants. This system, if correctly described, presents one of the most archaic forms of primitive community.

[10] George C. Comninel, English Feudalism and the Development of Capitalism (PDF), pp. 4-5

Religion and the Birth of Liberalism

I want to talk about this article that I found a while back on Cato Unbound called The Trouble in Getting to Denmark. Denmark is the example given by Francis Fukuyama as the ideal modern, peaceful Western Liberal democratic state. Inconveniently for the Cato Institute, it also has one of the most generous social safety nets in the world.

[Tangentially: Cato is all about promoting economic “freedom,” and Denmark is one of the freest and most entrepreneurial societies in the world. But it’s that way precisely because of its strong safety net and social democratic policies—policies that are being promoted by people like Bernie Sanders in the U.S. Also, see this: Never Trust the Cato Institute (Current Affairs)]

This post content centers around a new history book by Mark Koyama and Noel Johnson called Persecution and Toleration: The Long Road to Religious Freedom. The authors are both professors at George Mason University and are affiliated with the Mercatus Center, which on first blush might make them a little suspect. But there are some very good historical insights here, which are well worth a look. I’ll also quote extensively from this interview with Koyama by Patrick Wyman on the Tides of History podcast which covers the subject matter well. I’ve lightly altered some of the dialogue for clarity, quotes are from Koyama unless noted otherwise..

The book’s insights dovetail with what we’ve been talking about recently: the rise of the modern, liberal absolutist state. The thesis is that religious freedoms were basically the foundation for the rise of capital-L Liberalism—Liberalism being the idea of society as an assorted collection of solitary, self-directed individuals who must be free from any sort of predetermined social identity. Because this notion of has become the hegemonic assumption of the modern world, we fail to recognize just how novel it really is. So let’s dive in…

The main thesis is succinctly stated by Patrick Wyman near the beginning of the podcast:

“The rise of modern states, which were capable of enforcing general rules throughout their territory–down to the local level–were the precondition for religious peace and the eventual rise of religious and other freedoms, which we can term more broadly Liberal freedoms.”

Medieval European society gets the closest look, because it is out of these societies that the modern Liberal state develops, but many of the concepts and insights are applicable to other societies as well.

Religious Freedom versus religious tolerance

The book makes a very important point: religious freedom and religious tolerance are not the same thing; they are actually quite different. Most modern nation-states have true religious freedom, and most are founded on a secular basis (to the consternation of religious fundamentalists). Ancient states, however, practiced a form of religious tolerance, which was the toleration of minority religious beliefs, the same way you might tolerate your neighbor’s loud music instead of going over and starting a fight, or tolerate a screaming baby on a flight:

[3:18] Mark Koyama: “We attempt to project backwards our modern notions of what religious freedom is. In our modern language, we often use toleration interchangeably with religious freedom, where we describe toleration as an attitudinal thing–like ‘I’m a tolerant person; I don’t care what religion you have,’ as opposed to its original meaning, which was ‘to bear.’ This was a sufferance. We’re going to allow these Muslims, say, to practice their religion, but it’s not because we’re okay with it. It’s because it’s the best expedient or pragmatic response to religious diversity.”

[10:51] Patrick Wyman (host): “There’s a fundamental difference between religious sufferance and freedom. Between suffering something to happen because it’s necessary for you to run your state the way you want to, and actively embracing this thing as a legally-based ideal.”

I think that’s an important point. Ancient multi-ethnic states did not have true religious freedom. You will often find this asserted in various history books, but this is a misunderstanding. They had religious tolerance; that is, they permitted subcommunities to openly practice their religion. It was a sufferance, but they allowed it because it was better than the alternative.

This was a categorically different concept from religious freedom as we think about it today.

One example is the Roman Empire. All the Romans really wanted was to gain the spoils of their vast empire via tax collection and tribute. They often co-opted local rulers and other notables, who subsequently became “Romanized,” but they weren’t out to transform society. To that end, subjugated ethnic groups were allowed to maintain their cultural and religious practices, with a few stipulations. For most religions, this wasn’t a problem—they were flexible enough that they could accommodate some Roman gods in their practices and be more-or-less okay with it. The Jews, on the other hand, with their strident and uncompromising monotheism, were different. They regarded their God as the real one, and all others as idols, and worshiping idols was strictly forbidden. This is why there was so much tension in Judea, tension that ultimately led to several revolts and wars.

This was a time where religious identity was not separate from cultural or ethnic identity. The rise of doctrinal evangelical religions changed all that. You can be an Arab, a Turk, a Persian, or Balinese and also be a Muslim. You can be Irish, Polish, French, Italian, or Nigerian and be a Catholic. That’s a much more modern-day conception of religion—as a creed freely chosen. But in ancient societies, religion was an essential and inseparable part of shared cultural identity.

In our reading of the historical evidence, neither ancient Rome nor the Islamic or Mongol Empires had religious freedom. They often refrained from actively persecuting religious minorities, but they were also ruthless in suppressing dissent when it suited their political goals. Religious freedom is a uniquely liberal achievement, and liberalism is an achievement of post-1700 modernity. What explains it?

Which raises the second major point of the book.

Identity Rules versus General Rules

For me, the biggest takeaway was the difference between identity rules and general rules.

[6:25] “An identity rule is where the content or enforcement of the law depends on the social identity of the individual involved. In contrast, a general rule is a rule where the content or enforcement of the law is independent of that individual’s relevant social identity…The identity rules could privilege a minority, or it could disadvantage them. They key here is that your social identity is determinative.

They actually distinguish three different types of rules: personal rules, identity rules and general rules. Personal rules are targeted to the specific person who commuted the infraction, and are largely ad-hoc. This works well on the local level, where everybody knows everybody else such as a small self-governing village, but it doesn’t scale up.

When large empires came on the scene, they imposed identity rules, where law enforcement was based largely on one’s group identity. The reason they did this is because ancient states had limited capacity to govern at a local level i.e. low state capacity. The sophisticated legal systems we have today—with their courts, police, bailiffs, jails, attorneys and professional judges—simply didn’t exist. The capacity simply wasn’t there. Plus, the very notion of an individual as having an identity wholly separate and unmoored from the larger group to which he or she belonged was much less common in the ancient world than in our modern one. That is, ancient societies were collectivist by default. And so, rules were based on one’s ascribed group identity: one’s clan affiliation, social status, guild, corporate group, religion, etc.

With the shift to settled agriculture after 8,000 BC, political organizations became larger and states oversaw the introduction of more sophisticated legal systems to prevent theft, fraud, and uncontrolled violence. For most of history, and in much of the developing world today, these laws have taken the form of identity rules.

Identity rules depend on the social identity of the parties involved. This could refer to an individual’s clan, caste, class, religious affiliation, or ethnicity. Examples from historical legal systems abound. Aristocrats faced different rules from commoners. Slaves faced different rules from freemen. The Code of Hammurabi, for example, prescribed punishment based on the relative status of the perpetrator and the victim. Identity rules were common historically because governing individuals on the basis of their legible social characteristics was cheap. As religious identity was particularly salient, many identity rules treated individuals differently on the basis of their religion.

The Trouble in Getting to Denmark (Cato Unbound)

This is something I’ve repeatedly tried to emphasize in my writing: when we talk about “states,” or things like “the rise of the state” in ancient history, we’re talking about something qualitatively different than when we use term “state” today. That’s important to keep in mind.

[9:24] “The nature of pre-modern states is that, because of they way they govern, they have to rely on identity rules. They don’t have the ability or the capacity to govern at a very local level. They can’t extend their reach deep into society. So they’re more likely to say to this community: ‘we’re going to delegate to you a lot of authority; a lot of power.’ Even if they wanted to enforce a general rule, they wouldn’t be able to.”

“To take another pre-modern example, if you look at the Ottoman state throughout its history, it’s seen as an absolutist state where the Sultan has all the power. But it’s such a vast empire that, given how primitive communication technologies are, its inevitably decentralized, and power is delegated to local nobles. And that means that religious minorities like Christians and Jews get quite a lot of autonomy; a lot of independence, because the state just can’t govern them directly.”

“So the local religious leaders will get quite a lot of autonomy, and a lot of ‘freedom’ precisely because the state governs through identity rules, not through general rules. This results in a lot of self governance for religious minorities. But the key point is that that religious self-governance should not be mistaken for religious freedom. Nor should a state like the Ottoman state, which delegated power and gives autonomy to religious communities, be mistaken for a liberal state. That shouldn’t be mistaken for an example of religious freedom or liberalism.”

Religious Legitimization

The rulers of ancient states relied primarily on religion to legitimize their rule. This seems to stem back very far, indeed. A careful reading of, for example, The Creation of Inequality by Flannery and Marcus, leads to the conclusion that all of the earliest ruling classes everywhere claimed some sort of special connection to the divine entities that were the object of collective reverence. Sometimes this was the “King as a god” model of ancient Egypt. Sometimes this was the “Ruler as steward” model, as in ancient Mesopotamia. Sometimes it was “sacral kingship,” with the ruler as high priest. Sometimes it was tribal elders or scribes who “interpreted God’s will”. Much later, it was the “Divine Right of Kings.” But religion seems to have played a role in virtually all cases that we know of.

If identity rules were a “cheap” form of enumerating and enforcing laws in low-tech, multi-ethnic societies, then appealing to religion was a “cheap” way for rulers to claim legitimacy in these types of societies. It was also crucial to the creation of coherent group identities, which were necessary for identity rules to function. Often it involved special treatment for clergymen, or some sort of power-sharing accommodation with religious officials. But that also led to fairly weak states, with little power to expand the rulers’ prerogatives.

Religion was so central to premodern societies that it is difficult to fully understand the transformations associated with modernity without attending to it. Religion was used to justify the categories in which government and society more broadly used to structure everyday life. Women versus men, nobles versus commoners, guild members versus non-guild members, Muslims versus Christians, Christians versus Jews. All of these categories—as well as the different statuses associated with them in law and in culture—relied to a varying degree on religion to legitimize their use.

Religion was an especially important component of identity in the large agrarian civilizations of Europe and the Near East in a time before nationalism and nation states. Shared religious beliefs and religious identities were seen as crucial to maintaining social order. Religious differences were extremely destabilizing because they were associated with a host of deep societal cleavages.

In an environment where a common religious identity undergirded not only the institutions of the church, but also those of the state and civil society, both religious freedom specifically, and liberalism more generally, were unthinkable.

For instance, in medieval and early modern Europe oaths sworn before God played an important role in upholding the social order. These were thought so important that atheists were seen as outside the political community, since as John Locke put it, “promises, covenants, and oaths, which are the bonds of human society, can have no hold upon an atheist.”

A shared religious identity was also crucial for guild membership. Guilds in Christian Spain excluded Muslims. Guilds in 14th century Tallinn excluded Orthodox Christians. Jews were excluded almost everywhere. In parts of Europe converts from Judaism and even their descendants or remote relations could not be guild members. In a world governed by identity rules, an individual’s religious identity determined what economic activities were open to them.

The Trouble in Getting to Denmark (Cato Unbound)

Identity rules were even relied upon by rulers to raise revenue. For example, in many ancient empires, taxes were collected at the village level, with the collection delegated to local elders. Taxes might be assessed differently depending on the group in question. Merchants might be taxed differently than farmers, for example, and often times nobles weren’t taxed at all! Different ethnic groups might face different levels of responsibility and taxation. For example, Jews were the only group allowed to lend money at interest in Catholic Europe, so they were frequently used as cash cows by Christian rulers:

As an illustration, consider how early modern governments often used Jewish communities as a source of tax revenue. Usury restrictions made lending by Christians very costly. However, rulers could grant monopoly rights to Jews to lend without violating their religious principles. In turn, the rates of interest charged by Jewish lenders were high, and the profits were taxed away by the very rulers who granted these rights. Finally, the specialization of Jews as moneylenders exacerbated preexisting antisemitism among the Christian population. This in turn made it relatively easy for rulers to threaten Jews in case they didn’t intend to pay up.

So long as rulers relied on Jewish moneylending as a source of revenue, Jews were trapped in this vulnerable situation. Their position could improve only when states developed more sophisticated systems of taxation and credit.

As suggested by the above example, low state capacity and a reliance on identity rules are self-reinforcing. States that rely on identity rules face less incentive to invest in the fiscal and legal institutions that would increase state capacity. This, in turn, makes them more reliant on identity rules and less able to enforce general rules.

Social Equilibrium

Low state capacity, identity rules and religious legitimization all combined and interacted with each other to form a self-reinforcing social equilibrium, argue Koyama and Johnson.

What is a self-reinforcing equilibrium? This is a tricky one. It’s a concept developed by a Stanford political scientist named Avner Greif. He distinguishes between “institutions as rules” and “institutions as equilibria”. The following is my interpretation, such as I can make out:

Rules as institutions is just what it says—it looks at what the rules of the game are, and how they developed over time. Rules are prescriptive, and are set and enforced from above. They change very slowly.

Rules as equilibria is a concept developed from game theory. In this conception, rules are an emergent phenomena from consistent, repeated interactions between groups of people. There is no overall enforcer, rather the rules develop through “playing the game” over and over again. Consequently, rules as equilibria are more likely to develop out of repeated voluntary interactions between groups rather than individuals, and are enforced by intra-group norms rather than an all-powerful “referee” overseeing everything. The rules of the game are not static; they develop as time goes on. This approach emphasizes the incentives and motivations of the groups which are interacting.

In the institutions-as-rules approach, rules are institutions and institutions are rules. Rules prescribe behavior. In the institutions-as-equilibria approach, the role of “rules”, like that of other social constructs, is to coordinate behavior. The core idea in the institutions-as-equilibria approach is that it is ultimately the behavior and the expected behavior of others rather than prescriptive rules of behavior that induce people to behave (or not to behave) in a particular way. The aggregated expected behavior of all the individuals in society, which is beyond any one individual’s control, constitutes and creates a structure that influences each individual’s behavior. A social situation is ‘institutionalized’ when this structure motivates each individual to follow a regularity of behavior in that social situation and to act in a manner contributing to the perpetuation of that structure.

Institutions: Rules or Equilibria? (PDF)

An example he gives is the merchant guilds of the Middle Ages:

For example, at the medieval Champagne Fairs, large numbers of merchants from all over Europe congregated to trade. Merchants from different localities entered into contracts, including contracts for future delivery, that required enforcement over time. There was no state to enforce these contracts, and the large number of merchants as well as their geographic dispersion made an informal reputation mechanism infeasible…impersonal exchange was supported by a “community responsibility system”. Traders were not atomized individuals, but belonged to pre-existing communities with distinct identities and strong internal governance mechanisms.

Although particular traders from each community may have dealt with merchants from another community only infrequently, each community contained many merchants, so there was an ongoing trading relationship between the communities, taken as a whole. Merchants from different communities were able to trust each other, even in one-shot transactions, by leveraging the inter-community “trust” which sustained these interactions. If a member of one community cheated someone from another community, the community as a whole was punished for the transgression, and the community could then use its own internal enforcement institutions to punish the individual who had cheated.

This system was self-enforcing. Traders had an incentive to learn about the community identities of their trading partners, and to establish their own identities so that they could be trusted. The communities had an incentive to protect the rights of foreign traders, and to punish their members for cheating outsiders, so as to safeguard the valuable inter-community trade. Communities also developed formal institutions to supplement the informal reputation mechanism and coordinate expectations. For example, each community established organizations that enabled members of other communities to verify the identity of its members.

Ultimately, the growth of trade that this institution enabled created the impetus for its eventual replacement by more formal public-order (state-based) institutions which could directly punish traders by, for example, jailing them or seizing their property.

Thus, we see the importance of group identity and solidarity in establishing and enforcing social norms in a world where centralized institutions (e.g. states) are very weak. Without a powerful state, there is simply no way to enforce norms out of a group of isolated, atomized individuals whose identity is completely self-chosen. But membership in various sodalities makes it possible. If you were a bad merchant who cheated or welshed on your debts, you wouldn’t be a merchant very long, even without an all-powerful state enforcing contracts from above. Your reputation, and your relationship with the group, was paramount.

The authors also make a distinction made between equilibria which are stable, and equibria which are self-undermining.

[11:06] PW: “You talk a lot about political legitimacy, about what allows rulers to rule without the constant threat of political violence, of coercive violence. And so you get at the concept of self-reinforcing equilibrium—that this is how medieval society functioned. In your conception, you have religious legitimacy—legitimacy given to a ruler by religious authorities—and identity rules, working together to generate a kind of political equilibrium.

MK: “In the Middle Ages we see widespread reliance on identity rules. Why? Well, for one reason is that even if a ruler was ambitious and had read Roman law and envisioned ruling on the basis of laws which were more general, less parochial, and less local, they wouldn’t have the ability to really enforce them. Ambitious medieval rulers lacked bureaucracies and standing armies, so they would be unable to overturn these rules and replace them with more general rules. So that’s one self-reinforcing relationship—the relationship between low state capacity and reliance on identity rules.

“The other aspect is the reliance on religion as a source of legitimacy. One reason why religion is valuable is because medieval rulers didn’t provide much in the way of public goods, beyond maybe defense; but even defense is questionable because often defense is actually offense. So they’re not providing education, they’re not providing welfare—that’s done by the Church. They’re not really regulating markets. They’re not doing much to alleviate famine or harvest failures. Where does their legitimacy come from, then?

“It’s because they’re the ‘Most Christian King,’ or the’ Catholic Monarch,’ or the ‘Defender of the Faith.’ Religion is a cheap way for rulers to get legitimacy. But if you’re using religion to get legitimacy, you’re making a deal with the religious authorities.

“So in the case of medieval Europe, you’re making a deal with the Church. What the deal entails might be things like: making Churchmen exempt from certain laws, or exempt from paying taxes, which was common in the medieval period. It might involve allowing the papacy to choose popes, or giving them political offices.”

“If you have low state capacity, religious legitimization is going to be an appealing strategy. But at the same time, the more you rely on religion or religious authorities to legitimate your rule, that’s going to curtail your power, your discretionary authority to build state capacity. So its’ a self-reinforcing relationship.

And so low state capacity, religious legitimization, and the application of identity rules, were all linked together in maintaining a stable equilibrium. Eventually, though, that equilibrium was disrupted.

Disrupting the equilibrium: The Reformation and the printing press

The Gutenberg printing press, expanding literacy, and the Protestant Reformation were all intimately connected, and provide a potent example of how technological change often drives social change, for better or for worse (a point worth attending to today).

Suddenly you have many more religious minorities, disrupting the old stable equilibrium. Perhaps even more significantly, you have religious minorities that are allied across national boundaries. This is something that did not really exist before.

[23:00] “John Calvin and Martin Luther didn’t want to secularize society or the state—anything but. They wanted to revitalize religion on different foundations. But the net result was something very different than what they intended…”

Large chunks of society that were once the concern of the Church are no longer the concern of the Church, at least in the Protestant territories. For example, in England the monasteries are sold off, and a lot of Church land is privatized, so a lot of functions that the Church was doing—like providing welfare to the poor–are no longer being provided in sixteenth-century England. That generates a crisis of beggars and paupers in Elizabethan England which the state eventually has to solve with the introduction of the Poor Law in the early seventeenth century.”

“In the German territories, it’s been shown by research that Protestantism leads to the selling off of Church buildings. Even in Catholic Europe, the Counter-Reformation is tightly controlled by powerful monarchies in Spain and France. And so the independent ability of the Church is weakened as a result. Similarly, the ability of identity rules and religious identity to effectively govern society is weakened where you have multiple religions in one society.

“So all of these societies which experience the Reformation wholeheartedly—France, the German territories, England—they generate religious minorities that they didn’t have before.”

“This is an ongoing problem. In England, the wars of religion destabilize the political economy for the entire period between Henry the Eighth and the Glorious Revolution. You’re always worrying whether the Catholics will somehow take control, or will turn England toward Rome. That generates the persecution of Catholics, and it generates conflict between Parliament and the King.”

“Germany is the most extreme example, because the Holy Roman Empire descends into a terrible war—the Thirty Years’ War—which is one of the worst wars in European history.”

Throughout this period of crisis, which lasts more than a century, European rulers want to return their societies to how they had been in the medieval period. They want to regain religious homogeneity, so they think they can reconcile the Protestants and the Catholics. It’s a common view in sixteenth-century France that if the king can bring everyone together, there will be a way to bring the Protestants back into the fold. We also have the policy of expulsion which is used not only in Spain and Portugal, but also in France at the end of the seventeenth century. You feel you can’t govern effectively so long as you have a group of people who belong to another religion, so you expel them.”

Because rulers are conditioned on this prior equilibrium, they don’t know how to deal with religious differences. And it takes basically a century-and-a-half of conflict, violence, and then accommodation before there’s a movement to reorient these societies along different rules. There’s what we recognize as a shift in political arrangements which de-emphasizes religion as a source of political legitimacy and shifts away from this reliance on identity rules towards more general rules. And, of course, this transition takes several centuries.”

They then discuss a concept called multivocal signaling. In an era of low information flow and primitive communication technologies, rulers could target alternative messages to different groups of subjects. Each message was tailored to that particular social group, and was designed to appease them and keep them in the fold. The rulers’ identity became a Rorschach ink blot designed to be interpreted many different ways by many different groups of people.

But once information became easier to disseminate and access, different groups could compare notes. Now it was no longer possible to be all things to all people; sort of like when a cheating man’s wife discovers that he has one or more secret other families. This concept is based on a book called The Struggle for Power in Early Modern Europe by political scientist Daniel H. Nexon:

[27:15] PW: “In the early modern period, especially with the rise of print and then the Reformation that follows, it gets a lot harder for rulers to be everything to all of their different groups of subjects–what Nexon terms multivocal signalling. Premodern rulers had done a lot of being one thing to one group of people in their kingdom, another thing to another group of people. So you could simultaneously be ‘Protector of the Jews’ and ‘Most Christian King,’ and this to the artisans, and this to the nobles. A ruler could be a lot of different things simultaneously because it was easy to target messages to those groups in the absence of mass media of communication.”

But when you get the rise of print and simultaneously the splintering of society along religious lines, it gets a lot harder to be everything to everybody, because everybody knows what you’re saying to everybody else, too. So it becomes much harder for rulers to maintain these split identities that allow them to govern heterogeneous societies effectively by means of these identity rules.”

“Maybe that’s a thing that helps explain the shift to general rules. When you can’t be everything to everybody, you need to find different bases of legitimacy and power on which to rule.

[28:33] MK: “…When we think about why religious persecution was so acute during that period—why do you have these wars of religion—the kind of trite, high school history view is how intolerant people were back then. Then we can look down on them from our modern liberal societies and say that people in the sixteenth century really believed in burning heretics alive, or killing people for religious differences.

But Daniel Nexon’s book really points out that because of the spread of print media, this religious crisis was really a geopolitical crisis, because Catholics in France and Spain were now interested in the fate of Catholics in England. So the Catholics in England then become a potential fifth column in the geopolitical struggle taking place for non-religious political reasons between England, France, and Spain. They’re aligned with the political interests of a foreign power. Ditto Protestants in France. Protestants in France are going to be aligned with the Dutch Republic, or with the German States or with England. So, again, a potential fifth column that the state no longer can trust.

Prior to the Reformation, there were religious differences across these European states. People would have their own local version of Catholicism. They would worship local saints and have local practices. But those local religious differences were not correlated in any way with political differences at the geopolitical level. The fact that you might have your own religious practices in Norfolk was not going to align you with the French. But by the seventeenth century, that is true for Catholics and Protestant minorities in their respective countries. So that’s another layer of this crisis that early modern rulers faced.

Nexon himself describes multivocal signaling this way:

Multivocal signaling enables central authorities to engage in divide-and-rule tactics without permanently alienating other political sites and thus eroding the continued viability or such strategies. To the “extent that local social relations and the demands of standardizing authorities contradict each other, polyvalent [or multivocal] performance becomes a valuable means of mediating between them” since actions can be “coded differently within the audiences.” Multivocal signaling, therefore, can allow central rulers to derive the divide-and-rule benefits of star-shaped political systems while avoiding the costs stemming from endemic cross pressures… The spread of reformation, in particular, made it difficult for dynasts to engage in polyvalent signaling across religiously differentiated audiences…

The Struggle for Power in Early Modern Europe: Religious Conflict, Dynastic Empires, and International Change; by Daniel H. Nexon, pp. 114-115

This also helps explain the emergence of nationalism and national identities in nineteenth-century Europe, and the demise of multi-ethnic states like the Austro-Hungarian empire. As the hand of the state reached ever deeper down into the underlying fabric of society during this period, people wanted to be directly ruled by people “like them” and not by “outsiders.” Ancient states, by contrast, did fairly little besides collecting taxes, guaranteeing safe travel, and keeping basic order, with underlying ethnic identities remaining mostly intact.

The Roman Empire, again, provides an example. You can’t look at a map of the Roman Empire at its height without pondering, “how could they govern such a vast territory without any modern technology?” The answer is: they didn’t! The empire was sort of a “stratum” above local communities whose day-to-day lives probably differed very little from those of their remote ancestors. The empire just provided an organizational framework, and little else. Even a standing army could only move as fast as a soldier could march, and communicate as fast as a horseman could ride. Rulers moved the army about strategically, like pieces on chessboard, in order to maintain order and quell revolt. Actual interaction with government officials, however, was limited to a small coterie of aristocratic local leaders. For most ordinary people in the ancient world, the “empire” they were nominally ruled by was just a remote abstraction. With the rise of strong, centralized states, that was no longer the case. Even today separatist conflicts abound, such as in Catalonia or Kurdistan.

The Emergence of general rules and modern Liberalism

And so we finally come to the introduction of general rules—rules that are written to treat everybody equally, regardless of their group identity, doctrinal creed, or any other ascribed social status. Whether you were Protestant, Catholic or Jew (or even atheist!), the law was the same. Of course, this was an ideal often not lived up to, but it started to become the common expectation. This eventually came about after every other approach was tried by Early Modern rulers and failed. It’s hard to win a win a war against a belief system. But what this approach also did was free up Early Modern rulers to expand state capacity in other ways that they could not have done before, and appeasing religious officials was no longer paramount. For example, Napoleon considered his law code to be his finest and most durable achievement, surpassing even his military victories. All sort of archaic and feudal rules were swept away.

Yet there were often many attempts from below to push back against this kind of governance, and hence there were significant roadblocks on the way to more modern systems of professional, bureaucratic governance, democracy, and the expansion of state capacity:

[31:15] We see endless attempts by Early Modern rulers to build state capacity, and they’re always being undermined at the local level…Every attempt by these Early Modern rulers to build state capacity is one step forwards, two steps backwards. There are these forces pushing back against any attempt to build a society based on general rules—what Francis Fukuyama calls the repatrimonilization of the state—and often it’s only in war that these modern states are forged. War is driving this increase in state capacity, but war is also destroying the economy and using up the lives of hundreds of thousands of individuals. That’s why its such an arduous process.

Some of these Early Modern rulers are heading towards more general rules and increased state capacity, others think the way forwards is actually backwards. The term historians use is confessionalization, and in some sense these confessional states that are built in the Early Modern period are trying to rebuild the medieval equilibrium. I think Louis the Fourteenth, what he’s doing when he expels the Huguenots—the French Protestants—is looking back to the golden age of how France was before the Reformation. He thinks if only he could get back and reunify the country religiously, that would actually strengthen his power and make the state stronger.

We know after the event that that’s a failure. It doesn’t strengthen the French economy or society, because they lose a very productive minority, but it also doesn’t work even on its own terms, because by the eighteenth century there are still many, many Protestants in France. It doesn’t get rid of the problem of a religious minority.

European rulers eventually had no other choice but to acquiesce to the freedom of religion as we now know it. Edicts of Toleration were signed all over Europe. The Founding Fathers of the United States—for whom the wars of religion were still recent history—recognized this and enshrined it in the Constitution. Its birth was much more painful in Europe, beginning with the often radical atheism of the leaders of the French Revolution. This kicked off the Long nineteenth century—the period of conflict where modern Liberalism was born.

With religious affiliation now being something “freely chosen” according to one’s own individual conscience, other forms of ascribed identity soon fell by the wayside. Free cities and communes had always been places for nonconformists in Medieval Europe to flee to in order to escape the stultifying conformity of the countryside and shed their traditional social obligations. These sophisticated, cosmopolitan urbanites—the bourgeoisie—became the nucleus of the new social order based around “freely chosen” social affiliations, flexible and ever-shifting personal identities, and explicit (as opposed to implicit) contractual obligations:

In our argument it was not that the Wars of Religion simply exhausted confessional and doctrinal disputes. Rather there was a transformation at the institutional level. The leading European states shifted away from identity rules towards more general rules. This shift was related to 19th-century historian Henry Sumner Maine’s discussion of the passage from status to contract: Status was imposed and ascriptive. Contracts, in contrast, are the outcome of voluntary choices. Status-based rules are invariably identity rules. Contracts provide the foundation for a system of general rules.

Moving from a fixed status to a contractual society helped set in motion a range of developments, including the growth of markets and a more extensive division of labor. But it had the unintended consequence of diminishing the political importance of religion, and this made liberalism feasible for the first time in history.

The Trouble in Getting to Denmark (Cato Unbound)

Wars played a major role in the emergence of modern states, particularly the need to raise ever-larger amounts of money to fund them. In our history of money, we saw how international merchants’ use of paper instruments of credit, such as bills of exchange, existed alongside the ruler’s legal authority to raise taxes and coin money. Bills of exchange and trade credit allowed these merchants to coordinate their activities across international boundaries. This was enforced not by the state, but by private networks of merchant-bankers (i.e. via rules of equilibrium). When the bankers’ ability to issue paper credit became conjoined with the state’s ability to levy taxes with establishment of the Bank of England, you had a major step forward toward the creation of the modern welfare-warfare state. The end of the Thirty Year’s War in the Peace of Westphalia led to the concept of what political historians refer to as Westphalian sovereignty—the basis of the soveriegn, absolutist nation-state. These developments, in turn, led to the establishment of a professional Weberian civil service, supplanting the patrimonial states governed by hereditary aristocrats, i.e “depatrimonialization”. Per Wikipedia:

[Max] Weber listed several preconditions for the emergence of bureaucracy, including an increase in the amount of space and population being administered, an increase in the complexity of the administrative tasks being carried out, and the existence of a monetary economy requiring a more efficient administrative system. Development of communication and transportation technologies make more efficient administration possible, and democratization and rationalization of culture results in demands for equal treatment.

As Karl Polanyi extensively documented, strong states, capable of enforcing general rules and contracts, and haute finance, were the key requirements in creation of Market Society. Market Society—where everything including land and labor was for sale and theoretically allocated according to impersonal forces of supply and demand—was not merely an expansion of the kind of activities that had gone on generations prior. Rather, it was something altogether new and radically different, and done with the full blessing of the elite ruling classes. Patrick Deneen notes the connection in his book, Why Liberalism Failed:

Individualism and statism advance together, always mutually supportive, and always at the expense of lived and vital relations that stand in contrast to both the starkness of the autonomous individual and the abstraction of our membership in the state. In distinct but related ways, the right and left cooperate in the expansion of both statism and individualism, although from different perspectives, using different means, and claiming different agendas. This deeper cooperation helps to explain how it has happened that contemporary liberal states–whether in Europe or America–have become simultaneously more statist, with ever more powers and authority vested in central authority, and more individualistic, with people becoming less associated and involved with such mediating institutions as voluntary associations, political parties, churches, communities, and even family. For both “liberals” and “conservatives,” the state becomes the main driver of individualism, while individualism becomes the main source of expanding power and authority of the state. p. 46

Our main political choices come down to which depersonalized mechanism will purportedly advance our freedom and security–the space of the market, which collects our billions upon billions of choices to provide for our wants and needs without demanding from us any specific thought or intention about the wants and needs of others, or the liberal state, which establishes depersonalized procedures and mechanisms for the wants and needs of others that remain insufficiently addressed by the market.

Thus the insistent demand that we choose between protection of individual liberty and expansion of state activity masks the true relation between the state and market: that they grow constantly and necessarily together. Statism enables individualism, individualism demands statism. For all the claims about electoral transformations–for “Hope and Change,” or “Making America Great Again”–two facts are naggingly apparent: modern liberalism proceeds by making us both more individualist and more statist. This is not because one party advances individualism without cutting back on statism while the other does the opposite; rather, both move simultaneously in tune with our deepest philosophic premises. p. 17

The authors display their Libertarian biases toward the end of the article with this line: “While the far left has never accepted liberal values such as freedom of expression and freedom of religion, antipathy towards liberal values is now evident in mainstream progressive publications as well. Liberalism is indicted because it is perceived as legitimating inequality and failing to endorse social justice.” Notice the lack of citations here.

A nice strawman, but liberalism is not indicted, capitalism is. Capitalism is inherently undemocratic, since it invests disproportionate power in an unelected minority capitalist class, whose power stems from paper ownership claims (in deeds, stocks bonds, and accounts) which can be passed down in perpetuity. As Deneen notes, in practice this simply replaces one aristocracy with another. And we all know that the rich can buy special treatment under the law due to their disproportionate wealth and influence in comparison with the rest of us, something which makes a mockery of so-called “liberal values.”

Also, under Neoliberalism repatrimonialization and rent-seeking have exploded. Monopolies and oligopolies control practically every major industry. The feckless rich are bailed out while ordinary citizens are left to their own devices. Prices have less to do with actual production costs than sheer market power, and rules are written and re-written by the industries themselves in order to privilege existing actors and keep out competitors (including governments themselves). Parasitic financial gambling has become the highest-return activity rather than providing useful goods and services. Incompetent cronies and family members take over key positions in the public and private sector. The upper class uses elite universities as a moat to maintain their elevated status, despite their demonstrated lack of judgement or competence.

Capitalism as it currently stands also commonly makes rules that favor certain groups over others. Professional classes like doctors, lawyers, engineers, and so forth, are shielded from international competition by government restrictions. Patent and copyright laws enforced by strong states prevent the copying of innovations by others, and preserve existing wealth distribution. Wealth is taxed more lightly than wages. Meanwhile, most average workers are left to “sink or swim” in a harsh, competitive globalized job market with no protections whatsoever. This is all rationalized as an “inevitable” force of nature. Dean Baker has written a whole book about it called Rigged:

Rigged: How globalization and the rules of the modern economy were structured to make the rich richer (Real World Economics Review)

In the end, the authors conclude, “[W]e think the core characteristics of a liberal society are the rule of law and reliance on general rules,” and, “Liberalism is valuable because it is the only form of social order we know of that is consistent with a high degree of autonomy and human dignity.”

Well, under that definition, socialism would fit the bill just as well, if not better. It’s hard to see a lot of “dignity” and “autonomy” with the amount of people struggling in modern-day America. It’s hard to equate the millions of prisoners in jail toiling away for pennies an hour with “dignity.” And it hard to have “autonomy” when the base condition of existence for most of us is having to constantly sell our labor or face utter ruin. Liberalism is—or should be—more than simply allowing the rich the “freedom” to make whatever rules they wish for their own benefit, to the detriment of society as a whole. If that doesn’t happen soon, then don’t expect Liberalism to last much longer.

Don’t Think Like an Economist

Here’s Tyler Cowen over at Marginal Revolution:

Larry Summers is my favorite liberal economist because even while maintaining his liberal values he never stops thinking like an economist. That makes him suspect among the left but it means that he is always worth listening to….

Summers on the Wealth Tax (Marginal Revolution)

No, that’s precisely what makes him NOT worth listening to (he’s—surprise, surprise!—opposed to the tax). Listening to arrogant Ivy League hyper-elite technocrats like Larry Summers is exactly why the Democratic Party is in the pathetic state its is in, and continually loses elections, even to incompetent morons like Donald Trump. If Larry Summers is a representation of “liberal values” than God help us all.

Summers was Obama’s economic advisor, the same Obama who refused to jail a single banker or financier for their role in the housing collapse, no matter how blatant their malfeasance. But the most telling example about how Larry Summers “never stops thinking like an economist” (a good thing in Cowen’s estimation) is the infamous Summers memorandum, where he argued that—according to economic logic—Africa was tragically underpolluted, and that needed to be rectified.

Summers, an enthusiast for the [World] Bank’s policy of encouraging poor countries to open their borders to trade, went on to explain why he thought that it was legitimate to encourage polluting industries to move to poor countries. ‘The measurement of the cost of health-impairing pollution depends on the forgone earnings from increased morbidity and mortality,’ he wrote. So dangerous pollution should be concentrated ‘in the country with the lowest wages’.

He added: ‘I think the economic logic behind dumping a load of toxic waste in the lowest wage country is impeccable and we should face up to that.’

He also introduced the novel notion of the ‘under-polluted’ country. These included the ‘underpopulated countries in Africa’ where ‘their air quality is probably vastly inefficiently low compared to Los Angeles’. His point was that since clean air, which he calls ‘pretty air’, is valuable as a place to dump air pollution, it is a pity poor countries can’t sell their clean air for this purpose. If it were physically possible there would be a large ‘welfare-enhancing trade in air pollution. . .’ he says.

Summers admits in his much-faxed memo that there might be objections to his case, on moral grounds for instance. But he concludes by saying that ‘the problem with these arguments’ is that they ‘could be turned around and used more or less effectively against every Bank proposal for liberalisation’.

‘What he is saying,’ comments British environmentalist Nicholas Hildyard, ‘is that this argument represents the logical conclusion of encouraging free trade round the world.’

Why it’s cheaper to poison the poor (New Scientist)

He never stops thinking like an economist!!! Um, yay?

The sociopathic logic above is the “logical” outcome of doing a cost-benefit analysis involving “tradeoffs” – the stock in trade of economics as a governing philosophy, which we’ll look at more closely in a bit.

Here are some more of Larry Summers’s greatest hits:

Fresh off his success in Lithuania, Summers moved to the World Bank, where he was named the chief economist in 1991, the year he issued his famous let’s-pollute-Africa memo. It was also the year that Summers, and his Harvard protégé Andrei Schleifer (who worked with Summers on the Lithuania economic transformation), began their catastrophic “rescue” of Russia’s crisis-ridden economy. It’s a complicated story involving corruption, cronyism and economic devastation. But by the end of the 1990s, Russia’s GDP had collapsed by more than 60 percent, its population was suffering the worst death-to-birth ratio of any industrialized nation in the twentieth century, and the financial markets that Summers and Schleifer helped create had collapsed in what was then the world’s biggest debt default ever. The result was the rise of Vladmir Putin and a national aversion to free markets and anything associated with Western liberalism.

The Summers Conumdrum (The Nation)

Behold, the results of “liberal” economists. My core point is this: this kind of autistic “economic thinking” is the very reason why the voting public believes there is no substantial difference between the Republicans and the (Neoliberal) Democrats. And they’re right! It’s also worth noting that Professor Cowen has let the cat out of the bag, tacitly admitting that the very discipline of economics is inherently right-wing (it makes him suspect among the left…). Yet it still masquerades as ideologically neutral!

Which brings me to a topic I’ve wanted to mention. A new book by New York Times economic columnist Binyamin Applebaum explains how this kind of “economic thinking” has come to dominate the actions of the world’s governments in place of all other social factors. But it wasn’t always so. Quite the opposite! In fact, economics…

…was not always the imperial discipline. Roosevelt was delighted to consult lawyers such as [Adolf] Berle, but he dismissed John Maynard Keynes as an impractical “mathematician.” Regulatory agencies were headed by lawyers, and courts dismissed economic evidence as irrelevant. In 1963, President John F. Kennedy’s Treasury secretary made a point of excluding academic economists from a review of the international monetary order, deeming their advice useless. William McChesney Martin, who presided over the Federal Reserve in the 1950s and ’60s, confined economists to the basement…In the 1950s, a Columbia economist complained he made as much as a skilled carpenter.

How Economists’ Faith in Markets Broke America (The Atlantic)

But it was not to last. Applebaum’s book details how economists became the de-facto technocratic rulers of society, supplanting all other notions of good and effective governance. The story begins, ironically, with Roosevelt’s New Deal, which…

…created a new need for economists. [It] inflated the size of the federal government, and politicians turned to economists to make sense of their new complicated initiatives and help rationalize their policies to constituents. Even Milton Friedman, the dark apostle of market fundamentalism, admitted that “ironically, the New Deal was a lifesaver.” Without it, he said, he may have never been employed as an economist. From the mid-1950s to the late 1970s the number of economists in the federal government swelled from about 2,000 to 6,000. The New Deal also gave rise to cost-benefit analysis. Large projects, like dam building or rural electrification, needed to be budgeted and constrained…

The Tyranny of Economists (The New Republic)

This gave rise to the kind of cost/benefit analysis described above, where absolutely everything—human life, the ecosystem, labor, healthy communities, etc.—had its price, and that price became a part of painful-but-necessary “tradeoffs”; a totally new way of thinking about how to govern society. This concept of a cost/benefit analysis, even though it produced distinctive winners and losers, wasn’t seen as a problem, because…

…the government could theoretically redirect a little money from the winners to the losers, to even things out: For example, if a policy caused corn consumption to drop, the government could redirect the savings to aggrieved farmers. However, it didn’t provide any reason why the government would rebalance the scale, just that it was possible.

What is now called the Kaldor-Hicks principle, “is a theory, “ Appelbaum says, “to gladden the hearts of winners: it is less clear that losers will be comforted by the possession of theoretical benefits.” The principle remains the theoretical core of cost-benefit analysis, Appelbaum says. It’s an approach that sweeps the political problems of any policy—what to do about the losers—under the rug.

The Tyranny of Economists (The New Republic)

In fact, many of the proponents of global “free-trade” openly acknowledged that there would inevitably be “winners” and “losers” from such policies. But, they claimed, some of the gains of the winners could be easily siphoned off to compensate the losers, making everyone better off in the long run. Win-win thinking at its finest.

It should be obvious by now what kind of a sick joke that was. It should also be proof positive just how drastically economic theory never matches the reality.

It was also World War two that ushered in the concept of Gross Domestic Product, or GDP (originally Gross National Product, or GNP), which was designed to measure total national output for the war. Even the economists (Kuznets, et. al.) who created it explicitly warned that it was not to be taken as a be-all and end-all measure of societal health or well-being. It was designed to manage the War Economy, and its continual increase was not to be regarded as an end in itself.

Yet that’s exactly what it became thanks to economists.

It was the ultimate triumph of “market society” as Polanyi described it. Markets and money were now the sole governing principles. Political decisions were reduced to simply a series of cost-benefit analyses, freeing politicians from any moral culpability for their decisions. Governing society was no longer about increasing the general welfare as the Framers of the Constitution imagined—it would now be simply about increasing GDP and making the necessary “tradeoffs”.

With the Neoliberal revolution, economists emerged from the basement and took over the place:

Starting in the 1970s…economists began to wield extraordinary influence. They persuaded Richard Nixon to abolish the military draft. They brought economics into the courtroom. They took over many of the top posts at regulatory agencies, and they devised cost-benefit tests to ensure that regulations were warranted. To facilitate this testing, economists presumed to set a number on the value of life itself; some of the best passages of Appelbaum’s fine book describe this subtle revolution. Meanwhile, Fed chairmen were expected to have economic credentials. Soon the noneconomists on the Fed staff were languishing in the metaphorical basement.

But, in the wake of the Powell Memorandum, the biggest beneficiaries were big business, who soon poured bottomless amounts of money into economics departments (such as the one that employs Cowen as well as Summers’s Harvard) and a dizzying array of “think-tanks” which employed the ever-expanding number of economics graduates. Economics soon went from virtual obscurity to one of the most popular majors at American universities, especially for children of the affluent. In the 1980’s, big corporations and the wealthy…

…soon found a powerful ally in economists, a vast majority of whom opposed regulation as inefficient. Corporations began to argue that if the cost of compliance to a new regulation (say seatbelts or lead remediation) exceeded the benefit, it shouldn’t be implemented. The government, starting at the end of Nixon’s administration and continuing to this day, agreed.

Cost-benefit analysis hinged on an ever-changing calculation of the monetary value of a human life. If a life could be shown to be expensive, regulation could be justified. If not, it would be blocked or scrapped. The EPA, in 2004—to allow for more lax air pollution regulations—quietly sliced eight percent off their value of human life, and then another three percent in 2008 by deciding to not adjust for inflation. The fluctuating value of life was a seemingly rational but conveniently opaque method for making political decisions. It simultaneously trimmed away the gray areas of political discourse by reducing the debate to a small set of numbers and obscured the policy in hundreds of pages of statistics, figures, and formulas. This marriage of rational simplicity and technocratic complexity provided cover for regressive policies that favored corporations over taxpayers. Economists reduced a question that dogged political philosophers for centuries—about how much harm is acceptable in a society—to a math problem.

The Tyranny of Economists (The New Republic)

Here’s another particularly vivid example of the results of that type of thinking:

In June of 1985, the Consumer Product Safety Commission issued a “national consumer alert” about the type of sofa chair that strangled [two-year-old Joy] Griffith. But the commission still needed to decide if they would require design changes. So Warren Prunella, the chief economist for the Commission, did some calculations. He figured that 40 million chairs were in use, each of which lasted ten years. Estimates said modifications likely would save about one life per year, and since the commission had decided in 1980 that the value of a life was one million dollars, the benefit of the requirement would be only ten million. This was far below the cost to the manufacturers. So in December, the commission decided that they didn’t need to require chair manufacturers to modify their products. If this seems odd today, it was then too—so odd, in fact, that the chair manufacturers voluntarily changed their designs.

Prunella’s calculations were the result of a growing reliance on cost-benefit analysis, something that the Reagan administration had recently made mandatory for all new government regulations. It signaled the rise of economists to the top of the federal regulatory apparatus. “Economists effectively were deciding whether armchairs should be allowed to crush children,” Binyamin Appelbaum writes in his new book The Economists’ Hour. “The government’s growing reliance on cost-benefit meant that economists like Prunella were exercising significant influence over life and death decisions.” Economics had become a primary language of politics.

The Tyranny of Economists (The New Republic)

And this how we got to the polices of today, where, as Margaret Thatcher confidently declared, “there is no alternative”:

“The United States experienced a revolution. No gun was fired. No lives were lost. Nobody marched. Most people didn’t notice. Nonetheless, it happened.”…what Appelbaum presents could be seen as a picture of a dramatic class-war, a conservative counter-revolution in reaction to the New Deal government, duplicitously legitimized by a regressive political theory: economics. Or as a more bracing economics writer, John Kenneth Galbraith, once put it: “What is called sound economics is very often what mirrors the needs of the respectably affluent.”

The Tyranny of Economists (The New Republic)

To reiterate, Larry Summers was Obama’s (a Democrat) chief economic advisor. What, then, is the difference between the two major political parties again?

…a 1979 survey of economists that “found 98 percent opposed rent controls, 97 percent opposed tariffs, 95 percent favored floating exchange rates, and 90 percent opposed minimum wage laws.” And in a moment of impish humor [Applebaum] notes that “Although nature tends toward entropy, they shared a confidence that economies tend toward equilibrium.” Economists shared a creepy lack of doubt about how the world worked.

The Tyranny of Economists (The New Republic)

No wonder Cowen (who manages the Koch-funded Mercatus Center at George Mason University) is such a fan! And thus you get his laudatory praise of how Summers is always “thinking like an economist” despite his alleged “liberal values”.  So when you are urged, for example, to “think like an economist” you are all but guaranteed to come up with conclusions which overwhelmingly favor the rich and powerful and screw over the rest of us. And all of this is presented as totally nonpolitical and “just common sense!”

Isn’t it funny how “bad economics” is anything that helps labor and the working class?

However, this kind of quasi-religious faith in free trade and free markets has shown a remarkable and disastrous lack of effectiveness in the real world:

Inequality has grown to unacceptable extremes in highly developed economies. From 1980 to 2010, life expectancy for poor Americans scandalously declined, even as the rich lived longer. Meanwhile, the primacy of economics has not generated faster economic growth. From 1990 until the eve of the financial crisis, U.S. real GDP per person grew by a little under 2 percent a year, less than the 2.5 percent a year in the oil-shocked 1970s.

How Economists’ Faith in Markets Broke America (The Atlantic)

…the theories often demonstrably did not do what they were supposed to do. Monetarism didn’t curb inflation, lax antitrust and low regulation didn’t spur innovation, and low taxes didn’t increase corporate investment. Big economic shocks of the 1970s, like the befuddling “stagflation,” provided reasons to abandon previous, more redistributive economic regimes, but a reader still burns to know: How could economists be so wrong, so often, and so clearly at the expense of the working people in the United States, yet still ultimately triumph so totally? It’s likely because what economists’ ideas did do, quite effectively, was divert wealth from the bottom to the top. This entrenched their power among the winners they helped create.

The Tyranny of Economists (The New Republic)

And this type of thinking has now permeated the entire world as Neoliberalism encircled the globe, from Chile to China. And as a result, we see the entire world burning down – metaphorically in the case of places like Chile, Lebanon, Syria, France, Spain, Russia, Indonesia, Hong Kong, and even New York City; and literally in places affected by climate change like California. It’s also led to the majority of the world’s population living under some kind of strong-man authoritarian rule, with surveillance states expanding daily and democracy under dire threat everywhere.

New Delhi now has to distribute gas masks to students for them to even go outside. Isn’t it time we stopped listing to the economists, even the allegedly “liberal” ones like Larry Summers as well as overtly pro-corporate Libertarians like Cowen? In reality, they are all of a piece, and it’s time for these sociopaths to go into the dumpster of history where they belong. John Maynard Keynes himself hoped that economists would eventually become “about as important as dentists.” But that’s drastically unfair to dentists—they are far more useful and have done far less harm to civilization! Carpenters and dentists provide real benefits to society. Economists, however, should probably be treated the way witches were treated in Medieval Europe. To paraphrase Diderot: Man will never be free until the last CEO is strangled with the entrails of the last economist.